Daily Responsibilities

  • Processing applications for new memberships / transfers / conversions / Change in registration details/ change in constitution etc.
  • Processing applications for broker registrations / renewals.
  • Processing applications for registration / de-registration of authorized persons / branches.
  • Communicating observations to applicants/brokers and discussion of the same with the applicants/brokers and follow-up and action required for completion.
  • Maintain electronic and hard copy record of members.
  • Assist in ensuring compliance with applicable regulatory framework.
  • Monitoring compliance of margins and clearing deposit requirements.
  • Assist in regulatory compliance review of various departments for drafting of compliance reports and follow-up with HODs to ensure compliance.
  • Assist in annual system audit of brokers including selection of brokers, collection / submission of audit reports to the SECP and follow-up with brokers to ensure compliance.  
  •  Assist in inspection of brokers including drafting of report and follow-up with brokers to ensure compliance.
  • Collection and scrutiny of various off-site compliance reports submitted by the brokers.
  • Report actual / potential breach of regulatory framework to the Manager.
  • Maintain record of violations/non-compliances.
  • Assist in development of policies and procedures related to membership and compliance.
  • Prepare reports/information related to membership/compliance for management and regulatory authorities/agencies. 
  • Assist in providing guidance to members and creating awareness regarding compliance issues.
  • Provision of information to the regulator.
  • Preparation of monthly MIS.

Any other responsibility which may be assigned by the Manager from time to time.

نوکری کی تفصیلات

نوکری کا ذریعہ:
کل عہدے:
1 اشاعت
نوکری کی شفٹ:
پہلا پہر
نوکری کی قسم:
نوکری کا مقام:
جنس:
عورت
کم از کم تعلیم:
بیچلرز
کیریئر کی سطح:
نوآموز
تجربہ:
غیر تجربہ کار - 1 سال
اس سے پہلے درخواست دیجیۓ:
فروری ۲۴, ۲۰۲۳
تاریخِ اِشاعت:
جنوری ۲۳, ۲۰۲۳

HG Markets

بینکنگ / مالیاتی خدمات · 101-200 ملازمین - لاہور

HG Markets is a constituent company of Harvest Group. Harvest group is a renowned business entity of Pakistan operating in the financial sector since 1994. The pioneer company of this group i.e. Harvest Topworth International, is the largest company of the country dealing in derivatives and forex trading. HG Markets, is the corporate member of Pakistan Mercantile Exchange (PMEX) and offers top of the line trading facilities for market participants interested to trade in futures contracts offered by PMEX. Building on the heritage of Harvest Topworth International, HG Markets serves the investment & trading needs of customers around the country. We provide a wide range of benchmark futures and products available on the exchange, covering all major asset classes, acting as a portal where buyers and sellers trade commodities.

آپ کو کس حوالے سے برتری حاصل ہے؟

اپنے بارے میں ہماری پیشہ ورانہ رائے اور تقابلی جائزہ حاصل کیجیۓ
اپنی سی وی کو موءثر بنانے کیلئے ہماری ماہرانہ مشاورتی ٹیم سے رابطہ کریں
روزی پریمیئم کو آزمائیں

ملتی جلتی نوکریاں

Office Assistant

Multi Manufacturers Limited, لاہور, پاکستان
اپریل ۱۹, ۲۰۲۴ شائع ہوئی

Office Assistant

S&S Tiles, لاہور, پاکستان
اپریل ۱٦, ۲۰۲۴ شائع ہوئی

Office Assistant

APSol, لاہور, پاکستان
اپریل ۱۵, ۲۰۲۴ شائع ہوئی

Office Assistant

SinoPak Consultancy, اسلام آباد, پاکستان
اپریل ۰۹, ۲۰۲۴ شائع ہوئی
تمام دیکھیں
I found a job on Rozee!