Senior Compliance Officer with 4 years of dedicated experience in transaction monitoring, reporting and screening.
Supervising Alerts on FCCM (following the four eye principle)
Follow-up on cases with branches
Correspondence with Branches country wide
Handling correspondence with FMU
Reporting of STR on GoAML portal raised from Transaction Monitoring Systems, Internal sources, Law Enforcement Agencies, Western Union, Trade, Fraud etc
Record maintenance of STR
Correspondence with Head AML for raising of STRs
Correspondence with Head AML for on boarding of new clients/ availing asset facility/ increament in card facility etc
Alert handling on safe-watch.
Monitoring of transactions in customer’s account through Mantas and other resources Identification, investigation & FMU reporting of potential suspicious activity in consultation with Manager Head of CAAML.
Managing the process for reports & referrals of suspicious activities as required by CAAML policy and STR procedures.
Handling inquiries from FMU.
Maintain records and files of transactions investigated along with branch responses received and any correspondence with regulators/ FMU.
Follow-up on branches on all AML related issues/ data or document required.
Handling of EastNets Alerts.
Prepare and maintain effective MIS & filing of all/AML related data & discussion with Head of CAAML.
Provide day to day guidance to the business/ employees regarding compliance with local and other Anti-money laundering laws and regulation.
Reporting of STRs via goAML