The candidate would be responsible for monitoring compliance of the firm with the applicable regulatory regime and would also be reporting to the Senior Management. The Candidate should be well versed with regards to rules and regulations related to the brokerage industry, stock exchange & regulators. The candidate must possess good communication, interpersonal and report writing skills.
The candidate should be a member of a recognized body of professional accountants, a Certified Internal Auditor, a Certified Fraud Examiner, or a Certified Internal Control Auditor. The candidate must have at least 3 years of experience in audit, finance or compliance function.
Our purpose is to provide a full range of capital market related products and services to individual and institutional clients. We aim to achieve this goal by setting industry standards for integrity, personalized service, efficiency and innovation.