A leading institutionally owned Corporate Brokerage Firm dealing at the Pakistan Stock Exchange has the following opening at its Head Office, Karachi;
Manager Compliance: The candidate would be responsible for monitoring compliance of the firm with the applicable regulatory regime and would also be reporting to the Board of Directors in addition to the CEO. The Candidate should be well versed with regards to rules and regulations related to the brokerage industry, stock exchange and be able to handle the AML/CFT related matters.
Minimum Qualification and Experience: The candidate should be a member/part qualified of a recognized body of Professional Accountants, a Certified Internal Auditor, a Certified Fraud Examiner, or a Certified Internal Control Auditor. The candidate must have at least 3 years of experience in audit, finance or compliance function.
Our purpose is to provide a full range of capital market related products and services to individual and institutional clients. We aim to achieve this goal by setting industry standards for integrity, personalized service, efficiency and innovation.