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خلاصہ
Professional work experience
1) Dec-21-to-till date Mind Bridge Private Limited. as Financial Crime Analyst/AMLCFT Analyst.
2) Dec-2015-to-Dec-2021 National Clearing Company of Pakistan Limited.as Assistant Manager Regulatory Compliance.
3) Mar-15 to-Nov-2015 Lahore Stock Exchange Ltd. as MTO
4) Mar-12-to- Nov-13 Faysal Bank Ltd. as Branch Services Officer
5) Dec-11-to- Mar-12 JS Bank Ltd. as Junior Banking Assistance
6) Jan -11-to- Dec-11 Faysal Bank Ltd.as Teller.
7) May-07-to-Dec-10 Royal Bank Of Scotland Ltd (ex-ABN-AMRO Bank )
as RRA-Team Leader.
Education: CMA (in process) MBA, B.Com
PROFESSIONAL MEMBERSHIP: The Institute of Internal Auditors USA
تجربہ
Financial Crime Analyst/AML CFT Analyst.
· Review Unusual Activity.
· Suspicious Activity Report to the Relevant law enforcement agency in the UK
· Reviewing Authorised Push Payment Fraud.
· Review Goods Not Provided Fraud.
· Review Card Not Present Fraud.
· Creating a Risk-based Investigation model.
· Review Fake documents with transaction.
Assistant Manager Regulatory Compliance.
·To assist manager Joint Inspection.
·Perform audit samplings.
·Reviewing compliance function of clearing members in accordance with regulation and procedures of NCCPL, PSX, CDC & SECP.
·Compliance regarding Net Capital Balance Certificate.
·Banking reconciliation Statement.
·Compliance regarding Client Assets Segregation Statement.
·Compliance with AML Act 2010
·Compliance with AML/CFT Regulation 2020.
· Compliance with SRO Notifications.
· Receipt& Payment of funds through banking Channel.
· Performing compliance audit and identify non-compliance under the regulatory framework.
· Review laws, regulations and procedure to ensure suitability and consistency.
· Handling customer grievances and complaints.
Management Trainee Officer (MTO).
·Compliance regarding Squaring Up.
·Watch Employees Trading.
· Intra-Member trading.
· Blank sale/short sale.
· Compliance regarding Al Qaida/Taliban Follow up.
· Bank reconciliation Statement.
· Maintaining Net Capital Balance Certificate of Brokers.
· Appointment of Arbitrators.
· Conducting meetings regarding Arbitration.
· Maintaining records regarding Arbitrations.
· Corresponding with SECP, NAB, FIA & CDC.
· Liaison with external auditors.
Branch Services Officer.
· Supervision of Cash operations.
· Issuance & Operation of lockers.
· Monthly balancing of un-issued locker.
· Monthly locker overdue reporting.
· Account Opening /Closing.
· Responsible for marking Stop Payment.
· Periodic follow-up & review of existing accounts.
· Review of KYC (Know Your Customer).
· PO, DD Processing.
· Clearing & Collection.
· Liaison with auditors.
· Liaison with Compliance Team.
Junior Banking Assistance
· Teller Transactions.
· PO, DD Processing.
· Clearing & Collection.
· Head Teller Back up.
· Monthly Reporting.
. Home Remittance payments
Risk Re-Assessment Team Leader.
· AML/KYC review according to regulation of the SBP.
· Resolve Discrepancies.
· Monitoring of the work performed by the analysts.
· Reviewing different type of accounts over a period.
· Periodical follow-up and review of existing accounts.
NAB/FBR/SBP Queries
