Operations Department
Responsible for preparation, reconciliation and reporting of CGT data to NCCPL.           
Responsible for managing Capital Gain Tax related issues in coordination with NCCPL.
To review and execute investors account opening documents and ensure compliance of regulatory requirements as per AML/KYC Regulations.
Preparation and reporting of unit holders data to SECP/MUFAP/FBR/Rating Agency.
To conduct screening of investors to ensure compliances of SROs, NACTA, NAB and UN consolidated Lists.     
Responsible for preparation of Redemptions and Fund Transfers Instructions for Trustee.
To facilitate the automation of reports/applications and assist in UAT.

Officer - June 2019 to Jan 2021
Centralized Know Your Customer (KYC)
Being the part of implementation process of KYC system, I have been involved with all the system related, front end back end testing, regulatory frameworks, SOPS and documentation processes of all the clearing members and PMEX brokers.
Performing smooth admission process of all the Clearings Members and PMEX brokers by ensuring their completion of required documentation and dispatching letters and assigning roles to respective users.
Responding to SECP and FBR if required on certain matters.
Perform all the supports and setup activities related to CKO biometric system.
Coordinating and collection of information and completion of documentation as per requirement to process the KYC request of individuals/ Corporate.
Performed the required KYC screenings on customers documenting the information obtained as required by KYC procedures.
Ensuring compliance with all guidelines, written procedures and as per SECP approvals.
Junior Officer April 2018 to June 2019
Capital Gains Tax (CGT)
Ensuring the execution of daily CGT procedures after verification of all the necessary perquisites.
Responsible for necessary AMC related activities for execution of MUFAP transactions.
Responsible for ensuring smooth transition of square up transactions.
Responsible for symbol inductions, bonus credit and deal price related activities.
Responsible for preparation of FBR quarterly statements.
Responding to various letters of FBR and SECP regarding audit assessments of various investors.
Collection and compilation of all the required data and ensuring cash demand and refund from Asset Management Companies and PMEX to process monthly procedures.
Printing and distribution of CGT annual certificates.
Liaison with Internal and external auditor and with regulatory bodies as and when needed and respond to their observation.
Responding CGT related queries online/offline.

Handling all the operational side two companie\'s core product i.e NATIONAL CUSTODIAL SERVICES & KYC

Worked under the operational side of finance and payroll.