Key Result Areas: -
KYC /AML – CDD/EDD Reviews / Remittance – Inward and Outward Transactions / Foreign Currency Exchanges at Branch Level.
·         Responsible for all compliance AML related affairs, enquiries, documentations, implementation of best AML practices and strengthens the overall compliance aspects as per Internal AML Policy at branch level.
·         Collecting required documents for new WPS, New Corporate entities in order to Register with Al Fardan and maintained customer onboarding process, CDD, EDD as per CBUAE AML Policy.
·         Complete Verification of all FCY transactions in line with CBUAE Policy.
·         Verification of DRIC form for Foreign currency value in line with CBUAE Policy.
·         Ensure that the ID/ voucher / supporting documents requirement from AML department are being met on time.
·         To Perform Risk Assessment to on-board Politically Exposed Persons (PEP) customers and Submit required report to Compliance Department to take approval.
·         Responsible while auditing SDN Sanction screening / Travelez Prepaid Card Screening, Responding
·         Analyzing customer transaction trends through surveillance and enhanced Monitoring procedure and identifying potentially suspicious transaction and reporting AML Department.  
·         Approval has been taken for any PEP related transaction from compliance department.
·         Employees attended any AML related training Internally as per Afex Policy.
·         Complete Verification of all High value OPO transactions in line with CBUAE and as per our internal AML policy.
·         Suspicious activity observed and reported to AML department without any delay.
·         Due diligence conducted for IPO/OPO transactions on monthly basis and ensure all transactions are being processed as per AMLPP.
Identify suspicious cases based on due diligence conducted and file STR/SAR report if required and report same to the Reporting Manager.