Compliance Manager - Trustee & Custodial Services - TJ / 1871250

Our client, Central Depository Company of Pakistan, is seeking a Compliance Manager for their Trustee & Custodial Services division based in Karachi. The ideal candidate will lead the compliance function within this segment, ensuring that all trustee operations fully comply with SECP Rules & Regulations, Constitutive Documents, and other relevant legal frameworks governing Asset Management Companies (AMCs). This role demands a highly disciplined and detail-oriented professional who can manage regulatory risks effectively while maintaining robust compliance standards.

Key Responsibilities

- Framework Development: Oversee and continuously enhance the compliance framework for the Trustee business segment, including regular updates to the Compliance Manual and Terms of Reference (TORs).
- Regulatory Monitoring: Conduct thorough monitoring of trustee operations to ensure strict adherence to SECP Rules & Regulations, Constitutive Documents, and other applicable legal requirements for AMCs.
- Risk Identification: Proactively identify and address regulatory gaps and emerging compliance risks within custodial and trustee operations.
- Board Reporting: Prepare and present detailed compliance reports and critical risk assessments to the Board’s Regulatory Affairs Committee, ensuring transparency and informed decision-making.
- Audit & Liaison: Serve as the primary liaison for regulatory inspections and internal/external audits related to the trustee segment, facilitating smooth communication and compliance verification.

Required Qualifications

- Professional Qualification: Must be a Qualified Chartered Accountant (CA).
- Experience: 5 to 8 years of relevant experience in Compliance, Audit, or Regulatory Affairs, preferably within the Financial Services sector.
- Regulatory Knowledge: Strong understanding of SECP regulations, Trust Deeds legalities, and the regulatory environment surrounding Asset Management Companies in Pakistan.
- Technical Skills: Demonstrated expertise in developing compliance manuals, frameworks, and Terms of Reference (TORs).
- Communication: Excellent reporting and presentation skills, with the ability to clearly articulate complex regulatory issues to senior stakeholders.
- Attributes: High integrity, strong analytical skills, and meticulous attention to detail are essential for success in this role.

This position offers an opportunity to contribute significantly to the governance and regulatory compliance of a leading financial institution in Pakistan. The role requires a proactive leader who can navigate complex regulatory landscapes and ensure the highest standards of compliance within the trustee and custodial services function.