Compliance Officer

AZEE Securities (Pvt.) Limited is seeking a qualified and detail-oriented Compliance Officer to join its team in Karachi. The ideal candidate will play a crucial role in ensuring that the company adheres to all relevant regulatory requirements and maintains high standards of compliance within the capital markets. This position offers an opportunity to work in a dynamic environment focused on regulatory compliance, transparency, and professional integrity.

Key Responsibilities
- Ensure compliance with applicable SECP regulations, PSX Rule Book, and other relevant regulatory frameworks.
- Monitor brokerage operations, including client onboarding, KYC, and AML/CFT procedures to mitigate risks.
- Prepare and submit regulatory reports, conduct compliance reviews, and maintain thorough documentation.
- Liaise effectively with regulatory bodies such as SECP, PSX, CDC, NCCPL, and other relevant institutions.
- Stay updated on regulatory changes and ensure the timely implementation of new requirements.
- Identify and report compliance issues while assisting in strengthening internal controls and governance processes.

Required Qualifications
- A relevant degree in Finance, Accounting, Commerce, Business Administration, Economics, Law, or a related discipline. Alternatively, a recognized professional accountancy qualification is acceptable.
- Minimum of 3 years of relevant experience in audit, finance, compliance, or a managerial role within the financial sector, in line with applicable Fit and Proper Criteria.
- Strong understanding of Pakistan’s capital market regulations and brokerage operations.
- Excellent analytical abilities, along with strong communication, documentation, and reporting skills.
- Must satisfy the regulatory Fit and Proper Criteria applicable to the role.

Location: Karachi, Pakistan
Employment Type: Full-time

This role offers the chance to contribute to a reputable organization committed to upholding regulatory standards and fostering a culture of compliance. Candidates who meet the above criteria and are eager to advance their careers in the financial sector are encouraged to apply.